Resolution A.1098(29)

Adopted on 2 December 2015

(Agenda item 8)

HIGH-LEVEL ACTION PLAN OF THE ORGANIZATION AND PRIORITIES FOR THE 2016-2017 BIENNIUM

THE ASSEMBLY,

RECALLING the directives contained in resolution A.500(XII) concerning coordination of the work of the committees by the Council, taking into account the views of the committees on priorities and their responsibilities for substantive technical and legal matters,

RECALLING ALSO the directives contained in resolutions:

- A.777(18) on Work methods and organization of work in Committees and their subsidiary bodies;

- A.900(21) on Objectives of the Organization in the 2000s;

- A.901(21) on IMO and technical co-operation in the 2000s; and

- A.909(22) on Policy making in IMO setting the Organization's policies and objectives,

and the relevant guidelines of the Council and the committees on the organization and method of their work,

HAVING ADOPTED resolution A.1097(29) providing the updated Strategic Plan for the Organization for the six-year period 2016 to 2021,

HAVING CONSIDERED the recommendations of the Council, at its twenty-eighth extraordinary session, for the adoption of an updated High-level Action Plan and related priorities for the 2016-2017 biennium, together with an associated results-based budget including the Secretariat's Business Plan, both of which have been prepared on the basis of the Strategic Plan and inputs from the Maritime Safety Committee, the Legal Committee, the Marine Environment Protection Committee, the Technical Cooperation Committee, the Facilitation Committee and the Secretariat,

1 APPROVES the High-level Action Plan of the Organization and priorities for the 2016-2017 biennium, as set out in the annex to the present resolution;

2 REQUESTS the Council, the Maritime Safety Committee, the Legal Committee, the Marine Environment Protection Committee, the Technical Cooperation Committee and the Facilitation Committee, when reporting on their work to the Assembly at its thirtieth regular session and to the Council at its sessions during the 2016-2017 biennium, to ensure that they report progress towards fulfilling the Organization's aims and objectives using the framework of the strategic directions, high-level actions and planned biennial outputs;

3 DIRECTS the Council, the committees and the Secretariat, when considering proposals for new outputs, to ensure, in accordance with resolution A.1099(29) containing the document on the application of the Strategic Plan and the High-level Action Plan of the Organization and the guidelines on the organization and method of their work, as appropriate, that the issues to be addressed are those which fall within the scope of the Strategic Plan and the High-level Action Plan;

4 ALSO REQUESTS the committees and the Secretariat, as appropriate and in accordance with resolution A.1099(29), to submit to the Council for endorsement any new outputs that they may approve during the 2016-2017 biennium for inclusion in the High-level Action Plan for that biennium;

5 AUTHORIZES the Council to endorse such new outputs and to incorporate them into the High-level Action Plan and priorities for the 2016-2017 biennium, as set out in the annex to the present resolution;

6 REQUESTS all IMO organs to ensure full observance of the document contained in resolution A.1099(29), which provides a uniform basis for the application of the Strategic Plan and the High-level Action Plan throughout the Organization, and for the strengthening of existing working practices through the provision of enhanced planning and management procedures that are flexible, manageable, proportional, transparent and balanced;

7 UNDERLINES the specific responsibilities of the chairmen, vice-chairmen and secretaries of the Council, committees and sub-committees to ensure a consistent and rigorous application of resolution A.1099(29) and the Guidelines on the organization and method of work of the respective committees and their subsidiary bodies;

8 EMPHASIZES that the high-level actions and related outputs, especially those involving amendments to existing conventions (particularly those which have been in force for a short period), should take fully into account the directives in resolution A.500(XII), and that due attention should be given to the requirement that a well-documented need must be demonstrated for the development and adoption of new or revised standards;

9 REVOKES resolution A.1061(28).

 

Annex

 

HIGH-LEVEL ACTION PLAN OF THE ORGANIZATION AND PRIORITIES FOR THE 2016-2017 BIENNIUM

1 The Organization's Strategic Plan for the period 2016 to 2021 (resolution A.1097(29)) includes 14 key strategic directions to enable IMO to achieve its mission objectives. In order for the Organization to effectively address those strategic objectives, a High-level Action Plan has been developed which identifies the actions required and provides the linkage between the Organization's strategy and the work of the various IMO organs.

2 The High-level Action Plan thus identifies the high-level actions necessary to achieve the strategic objectives in the Strategic Plan, as well as the priorities for the 2016-2017 biennium in response to those identified actions.

3 The progress of the Organization towards fulfilling its aims and objectives will be monitored against the planned outputs for the biennium.

 

TABLE 1 STRATEGIC DIRECTIONS AND CORRESPONDING HIGH-LEVEL ACTIONS (HLAs)

 

No.

Strategic Direction

No.

High-level Action

1

IMO is the primary international forum for technical matters of all kinds affecting international shipping and legal matters related thereto. An inclusive and comprehensive approach to such matters will be a hallmark of IMO. IMO will actively promote its role as the primary international forum on matters within its competence and ensure and strengthen the linkage between safe, secure, efficient and environmentally friendly maritime transportation, the development of global trade and the world economy and the realization of new UN development agenda and the Sustainable Development Goals (SDGs). In order to maintain that primacy, it will:

1.1

Further develop its role in maritime affairs vis--vis other intergovernmental and international organizations, so as to be able to deal effectively and comprehensively with complex cross-agency issues;

1.1.1

Cooperate with the United Nations on matters of mutual interest, as well as provide relevant input/guidance

1.1.2

Cooperate with other international bodies on matters of mutual interest, as well as provide relevant input/guidance

1.2

Actively engage the various stakeholders new and existing to ensure a more inclusive approach to decision-making

1.2.1

Further encourage the active participation of all stakeholders to achieve the Organization's mission objectives through consultation and liaison

1.3

Actively seek to reap synergies and avoid duplicating efforts made by other UN agencies in shipping matters

1.3.1

Consider issues under the United Nations Law of the Sea Convention (UNCLOS) relevant to the role of the Organization

1.3.2

Monitor developments within GESAMP and make full use of the knowledge available and gained

1.3.3

Promote facilitation measures

1.3.4

Harmonize IMO instruments with other relevant international instruments, as necessary

2

IMO will foster global compliance with its instruments governing international shipping and will strive for their uniform implementation by Member States

2.0

No strategic direction details

2.0.1

Monitor and improve conventions, etc., and provide interpretation thereof if requested by Member States

2.0.2

Implement the IMO Member State Audit Scheme

2.0.3

Encourage the worldwide provision of maritime search and rescue services

3

With a view to enhancing its contribution to sustainable development, IMO will strengthen its maritime capacity-building programmes and will focus on:

3.1

Developing capacity-building partnerships with governments, organizations and industry

3.1.1

Participate in environmental programmes with UNDP, UNEP, World Bank, etc.

3.1.2

Establish partnerships with governments, organizations and industry to enhance the delivery of IMO's capacity-building programmes

3.1.3

Promote and strengthen partnerships with global maritime training institutions and training programmes

3.2

Ensuring the long-term sustainability of the Integrated Technical Cooperation Programme (ITCP)

3.2.1

Mobilize and allocate financial or in-kind resources including the promotion of technical and economic cooperation among developing countries (TCDC and ECDC)

3.2.2

Implement the approved mechanism to ensure the sustainable financing of the ITCP

3.3

Contributing to the realization of the relevant Sustainable Development Goals (SDGs), including through the development of major projects targeting emerging issues

3.3.1

Maintain, promote and demonstrate the linkage between the ITCP and the Sustainable Development Goals (SDGs)

3.4

Meeting the needs of its developing Member States

3.4.1

Identify the emerging needs of developing States in general and the developmental needs of Small Island Developing States (SIDS) and Least Developed Countries (LDCs) in particular

3.5

Further improving the delivery, utilization, efficiency and effectiveness of its technical assistance and cooperation programmes

3.5.1

Consider, prioritize and implement technical cooperation programmes

3.5.2

Strengthen the role of women in the maritime sector

3.5.3

Develop new measures to improve the delivery of technical assistance

3.5.4

Undertake regular technical cooperation (TC) impact assessments

4

Internally, IMO should be able to respond effectively and efficiently to emerging trends, developments, and challenges. It will strive for excellence in governance and management. Besides the Strategic Plan, it will maintain a risk management framework. The Council will provide visionary leadership, Committees will be optimally structured and will be supported by an effective and efficient Secretariat. Within approved biennial appropriations and in accordance with a detailed Business Plan, the Secretariat will be endowed with sufficient resources and expertise to realize the Organization's work plans, and the Organization will make effective use of information and communication technology in management and administration

4.0

No strategic direction details

4.0.1

Adopt, implement and enhance measures for the effective, efficient and transparent management of the Organization's resources

4.0.2

Develop, implement, enhance, support and manage information systems in support of a knowledge and information-based Organization

4.0.3

Identify opportunities to strengthen management culture, reduce risk and introduce best practice by planning, developing and implementing organizational reforms

4.0.4

Maintain a risk management framework

4.0.5

Implement and keep under review working methods and processes

5

IMO's highest priority will be the safety of human life at sea. In particular, greater emphasis will be accorded to:

5.1

Ensuring that all systems related to enhancing the safety of human life at sea are adequate, including those concerned with large concentrations of people

5.1.1

Review the adequacy of passenger ship safety provisions

5.1.2

Development and review of safe evacuation, survival, recovery and treatment of people following maritime casualties or in case of distress

5.1.3

Enhance the safety of navigation in vital shipping lanes

5.2

Enhancing technical, operational and safety management standards

5.2.1

Keep under review the technical and operational safety aspects of all types of ships, including fishing vessels

5.2.2

Development and review of training and watchkeeping standards and operational procedures for maritime personnel

5.2.3

Keep under review standards for safe handling and carriage by sea of solid and liquid cargoes carried in bulk and packaged form

5.2.4

Keep under review measures to improve navigational safety, including ships' routeing, ship reporting and monitoring systems, vessel traffic services, requirements and standards for shipborne navigational aids and systems and long-range identification and tracking (LRIT)

5.2.5

Monitor and evaluate the operation of the Global Maritime Distress and Safety System (GMDSS)

5.2.6

Development and implementation of e-navigation

5.3

Eliminating shipping that fails to meet and maintain these standards on a continuous basis

5.3.1

Keep under review and support flag, port and coastal State implementation for enhancing and monitoring compliance

5.4

Increasing the emphasis on the role of the human element in safe shipping

5.4.1

Develop a strategy for the work related to the role of the human element including the chain of responsibility in maritime safety

6

IMO will seek to enhance the security of the maritime transport network, including vital shipping lanes, and to reduce piracy and armed robbery against ships as well as the frequency of stowaway incidents, by:

6.1

Promoting a comprehensive and cooperative approach, both among Member States within the Organization and between IMO and other intergovernmental and non-governmental organizations

6.1.1

Keep under review measures (e.g. ISPS Code) to enhance security for ship and port facilities including the ship/port interface and for shipping lanes of strategic importance

6.1.2

Keep under review the adequacy of the legal framework to suppress unlawful acts against ships and fixed platforms through the SUA Convention and its Protocol

6.2

Raising awareness of IMO security measures and promoting their effective implementation

6.2.1

Assist developing countries in their introduction and implementation of effective security measures

 

 

6.2.2

Promulgate information on prevention and suppression of acts of piracy and armed robbery against ships

6.2.3

Assist developing countries in their introduction and implementation of effective measures against piracy and armed robbery against ships

6.2.4

Assist developing regions in their introduction and implementation of effective security measures and measures against piracy and armed robbery against ships

6.3

Raising awareness of IMO measures against piracy and armed robbery against ships and promoting their effective implementation

6.3.1

Actively participate in work of the Joint IMO/ILO Ad Hoc expert working groups on issues related to safeguarding the human rights of seafarers

6.3.2

Maintain and implement the strategy for the work related to the role of the human element including the chain of responsibility in maritime security

7

IMO will focus on reducing and eliminating adverse impacts from shipping on the environment by:

7.1

Identifying and addressing possible adverse impacts

7.1.1

Monitor pollution and adverse impact on the marine environment caused by ships

7.1.2

Keep under review measures to reduce adverse impact on the marine environment caused by ships

7.1.3

Monitor and keep under review the provision of reception facilities in ports and their adequacy

7.1.4

Consider the need for the development of measures to prevent and control marine pollution from small craft

7.2

Developing and facilitating the implementation of effective measures for mitigating and responding to the impact on the environment caused by shipping incidents and operational pollution from ships

7.2.1

Keep under review the Guidelines on the identification of places of refuge

7.2.2

Keep under review the adequacy of the legal framework

7.2.3

Foster cooperation and mutual assistance between Member States under the provisions of the OPRC Convention and the OPRC-HNS Protocol

7.3

Contributing to international efforts to reduce atmospheric pollution and address climate change

7.3.1

Keep under review IMO measures to reduce atmospheric pollution

 

 

7.3.2

Continue to develop appropriate measures to address climate change

7.4

Increasing the emphasis on the role of the human element in environmentally sound shipping

7.4.1

Develop a strategy for the work related to the role of the human element including the chain of responsibility in marine environment protection

8

IMO will seek to ensure that measures to promote safe, secure and environmentally sound shipping do not unduly affect the efficiency of shipping. It will also constantly review such measures to ensure their adequacy, effectiveness and relevance using the best available tools, thereby securing better regulation without unnecessary or disproportionate administrative requirements.

8.0

No strategic direction details

8.0.1

Promote wider acceptance of the FAL Convention and adoption of measures contained therein, to assist the FAL Committee's efforts and work towards the universal implementation of measures to facilitate international maritime traffic

8.0.2

Ensure that an appropriate balance is maintained between measures to enhance maritime security and measures to facilitate maritime international traffic

8.0.3

Encourage the use of information and communication technology to drive continuous improvement and innovation in the facilitation of maritime traffic

8.0.4

9

IMO will pay special attention to the shipping needs of Small Island Developing States (SIDS) and Least Developed Countries (LDCs)

9.0

No strategic direction details

9.0.1

Identify and address the special shipping needs of SIDS and LDCs

10

IMO will apply goal-based standards for maritime safety and environmental protection

10.0

No strategic direction details

10.0.1

Further develop measures to apply goal-based standards for maritime safety and environmental protection

11

IMO, in partnership with other stakeholders, will seek to raise the profile of the safety, security and environmental records of shipping in the eyes of civil society by:

11.1

Actively publicizing the vital importance of shipping as a safe, secure and environmentally sound mode of transport for goods and people, as well as promoter and enabler of sustainable development, and underlining the role of the Organization in that regard

11.1.1

Raise awareness of the role of international shipping in world trade and the global economy and the importance of the Organization's role

11.1.2

Enhance the image of the role of the human element in the context of the shipping industry

11.2

Consequently further enhancing its public outreach programmes

11.2.1

Actively promote and encourage the development of community relations programmes

12

IMO will take the lead in enhancing the quality of shipping by:

12.1

Encouraging the utilization of the best available techniques not entailing excessive costs, in all aspects of shipping

12.1.1

Use formal safety assessment techniques in the development of technical standards

12.1.2

Use risk-based tools that take account of costs and the human element in the development of operational standards

12.2

Encouraging proper management of ships

12.2.1

Keep under review the effectiveness of the ISM Code with regard to safety and protection of the marine environment

12.3

Promoting and enhancing the availability of, and access to, information including casualty information relating to ship safety, security and the environment (i.e. transparency)

12.3.1

Promote and undertake collection and dissemination of high quality, relevant and timely information to support analyses and decisions, taking into account related issues of finance and governance

12.4

Ensuring that all stakeholders understand and accept their responsibilities regarding safe, secure and environmentally sound shipping by developing a "chain of responsibility concept" among them

12.4.1

Raise awareness of the "chain of responsibility" concept among all stakeholders through organizations that have consultative status

12.5

Identifying, correlating and evaluating the factors, including human interaction on board ships, that influence safety, security and environmental culture, and developing practical and effective mechanisms to address them

No HLA

13

IMO will seek to enhance environmental conscience within the shipping community

13.0

No strategic direction details

13.0.1

Strengthen awareness of the need for a continuous reduction of the adverse impact of shipping on the environment

13.0.2

Promote and enhance the availability of, and access to, information relating to environmental protection (i.e. transparency) and, in particular, consider the wider dissemination of information, analyses and decisions, taking account of the financial implications

13.0.3

Encourage the use in shipping of the best available environmental technology not entailing excessive costs, in line with the goal of sustainable development

14

IMO will seek to ensure better regulation through a systematic approach and also that its instruments are free from administrative requirements that are disproportionate, obsolete or unnecessary. The Organization will continue its efforts to reduce administrative burdens in IMO instruments without compromising safety, security and the protection of the environment.

14.0

No strategic direction details

14.0.1

Develop and implement more efficient solutions for those administrative requirements that are necessary, and remove those administrative requirements that are unnecessary, disproportionate or obsolete

TABLE 2 HIGH-LEVEL ACTIONS (HLAs) AND RELATED OUTPUTS

No.

High-level Action

Outputs for 2016-2017

No.

Description

Parent organ(s)

Associated organ(s)

Coordinating organ(s)

Target completion year

 

1.1.1

Cooperate with the United Nations on matters of mutual interest, as well as provide relevant input/guidance

1.1.1.1

Cooperate with the United Nations on matters of mutual interest, as well as provide relevant input/guidance

Assembly

MSC / MEPC / FAL / LEG / TCC

Council

2017

 

1.1.1.2

Consideration of reports on the application of the joint IMO/ILO Guidelines on the fair treatment of seafarers and consequential further actions as necessary.

LEG

Annual

 

1.1.2

Cooperate with other international bodies on matters of mutual interest, as well as provide relevant input/guidance

1.1.2.1

Cooperate with other international bodies on matters of mutual interest, as well as provide relevant input/guidance

Assembly

MSC / MEPC / FAL / LEG / TCC

Council

2017

 

1.1.2.2

Response to matters related to the Radiocommunication ITU R Study Group and ITU World Radiocommunication Conference

MSC

NCSR

Annual

 

1.1.2.3

Unified interpretation of provisions of IMO safety, security, and environment-related Conventions

MSC / MEPC

III / PPR / CCC / SDC / SSE / NCSR

Continuous

 

1.2.1

Further encourage the active participation of all stakeholders to achieve the Organization's mission objectives through consultation and liaison

1.2.1.1

Agreements of cooperation with IGOs and approved consultative status for NGOs

Assembly

Council

2017

 

1.3.1

Consider issues under the United Nations Law of the Sea Convention (UNCLOS) relevant to the role of the Organization

1.3.1.1

Advice and guidance on issues under UNCLOS relevant to the role of the Organization

LEG

Annual

 

1.3.2

Monitor developments within GESAMP and make full use of the knowledge available and gained

No outputs against this HLA

 

1.3.3

Promote facilitation measures

1.3.3.1

Review the international signs to provide guidance to persons at marine terminals

FAL

2016

 

1.3.4

Harmonize IMO instruments with other relevant international instruments, as necessary

1.3.4.1

Amendments to the IAMSAR Manual

MSC

NCSR

Continuous

 

1.3.4.2

Consider reports on the issue of financial security in case of abandonment of seafarers, and shipowners' responsibilities in respect of contractual claims for personal injury to or death of seafarers, in light of the progress of the amendments to ILO MLC 2006

LEG

2017

 

2.0.1

Monitor and improve conventions, etc., and provide interpretation thereof if requested by Member States

2.0.1.1

Amendments to the ESP Code

MSC

SDC

Continuous

 

2.0.1.2

Revised guidance on ballast water sampling and analysis

MEPC

PPR

2017

 

2.0.1.3

Provide advice and guidance on issues brought to the Committee in connection with implementation of IMO instruments

LEG

Annual

 

2.0.1.4

Strategies developed to facilitate entry into force and harmonized interpretation of the HNS Protocol

LEG

2017

 

2.0.2

Implement the IMO Member State Audit Scheme

2.0.2.1

Analysis of consolidated audit summary reports

Assembly

MSC / MEPC / LEG / TCC / III

Council

Annual

 

2.0.2.2

Capacity-building aspects of the IMO Audit Scheme reflected in and implemented through the Integrated Technical Cooperation Programme (ITCP)

TCC

Continuous

 

2.0.3

Encourage the worldwide provision of maritime search and rescue services

2.0.3.1

Further development of the provision of global maritime SAR services

MSC

NCSR

2017

 

2.0.3.2

Guidelines on harmonized aeronautical and maritime search and rescue procedures, including SAR training matters

MSC

NCSR

2017

 

2.0.3.3

Revised guidelines for preparing plans for cooperation between search and rescue services and passenger ships (MSC.1/Circ.1079)

MSC

NCSR

2017

 

3.1.1

Participate in environmental programmes with UNDP, UNEP, World Bank, etc.

3.1.1.1

Analysis and consideration of reports on partnership arrangements for, and implementation of, environmental programmes

TCC

MEPC

Annual

 

3.1.2

Establish partnerships with governments, organizations and industry to enhance the delivery of IMO's capacitybuilding programmes

3.1.2.1

Analysis and consideration of reports on implementation of resolution A.965(23) on Development and improvement of partnership arrangements for technical cooperation

TCC

Annual